ScaleSafe brings obligations, owners, deadlines and evidence into one disciplined workflow for regulated capital-market businesses.
Four simple steps. Each page and workflow has one job.
Capture relevant regulatory and internal requirements.
Identify applicability, frequency, owner and deadline.
Complete, review and follow up on the obligation.
Keep evidence connected to the requirement.
The compliance experience changes with the registration. Choose a category and see the relevant operating model.
Every obligation should answer four questions: what is the source, does it apply, what action is required, and what proves completion?
See upcoming and overdue obligations without opening ten reports.
Assign responsibility and keep escalation visible.
Keep supporting evidence attached to the requirement.
Make the source and provenance of every compliance document easy to verify internally.
New PMS framework, PRIM, Independent Fund Managers, Common Advertisement Code and AIF reforms.
Eligibility, the ₹25 lakh ticket, product universe, fees, AMC exposure and the controls to build.
Obligation register, compliance calendar, ownership and an evidence trail that stays connected to each requirement.
When the work needs specialists — registration, retainership, mock inspections, policies and cyber compliance.
Not another giant dashboard. A focused operating layer for obligations, ownership, deadlines and evidence.
See the requirements that apply to the entity, their frequency and current status.
Put recurring filings, reviews, audits and submissions into one view.
Connect completion to the document, filing proof, approval or record that supports it.
Every obligation has an owner and reviewer, with overdue items surfaced instead of quietly disappearing.
Track circulars, Board decisions and consultations from proposal to effective rule, and the controls each one touches.
Answer “which requirement, what action, who, when and where is the proof” for any period, on demand.
Each row links the obligation to its regulatory source, an accountable owner, a due date and the evidence that proves completion.
Select the regulated activity to shape the obligations, documents and workflows that matter.
ScaleSafe can sit alongside professional compliance work instead of pretending software replaces it.
Support for IA, RA, PMS and AIF registration workflows and documentation.
Recurring compliance support, regulatory tracking and operational follow-through.
Review the operating record, identify gaps and organise evidence before inspection.
Documentation and implementation support for regulatory and operational requirements.
Coordinate the compliance workflow around cybersecurity and technology requirements.
We start with what you are registered as and which obligations actually apply to you.
Policies, documents and controls are built or fixed against the applicable source, with owners agreed.
Every deliverable is filed against the requirement it addresses, so it is ready when an auditor asks.
Primary-source-based regulatory analysis for Investment Advisers, Research Analysts, Portfolio Managers, AIFs and compliance teams. Every article answers: what changed, who is affected, what should be reviewed, and what evidence should be retained.
New PMS framework, PRIM, Independent Fund Managers, Common Advertisement Code, RA call-recording relaxation and AIF reforms — explained from a compliance-implementation perspective.
These are not generic opinion posts. Each item is tied to a specific SEBI or government development and can become a full SEO landing page in production.
SEBI announced a revamp of its Document Number Verification System on October 1, 2026. The broader compliance lesson is to make source and document provenance easy to verify internally.
SEBI's 215th Board Meeting approved a broad package covering PMS, PRIM, Independent Fund Managers, Research Analyst record-keeping, a Common Advertisement Code, AIF investor protection and accredited investors.
SEBI's September 24, 2026 Board decision proposes a major rewrite of the PMS framework, expanding investment avenues while simplifying several operational requirements.
A detailed compliance guide to PRIM—SEBI's Board-approved Portfolio Managers Route for Investing in Mutual Fund units—including eligibility, ₹25 lakh ticket size, product universe, fees, AMC exposure, segregation and implementation controls.
A detailed compliance guide to SEBI's Board-approved Independent Fund Manager framework under PMS, covering responsibility, qualification, fee flow, order routing, conflicts, client exit, APMI records and IFM governance.
Among the proposed PMS simplifications are changes to Principal Officer qualification and the dealing-room requirement. Both need careful implementation once notified.
SEBI's September 2026 Board decision approved a targeted relaxation of call-recording requirements for communications with institutional-investor clients.
SEBI approved a Common Advertisement Code for several regulated entities, creating a single compliance architecture for investor-facing advertising.
SEBI's August 2026 inspection-streamlining initiative is a useful reminder that inspection readiness should be a continuous control, not a last-minute document exercise.
SEBI operationalised GARUDA in July 2026, creating a green-channel approach for AIF placement memoranda based on document acknowledgement. This is a major workflow change for AIF launch readiness.
SEBI consulted on rationalising investor consent and the scope of conflicted transactions under the AIF Regulations. Even where a proposal is not yet final, it is a useful trigger to review the conflict-control framework.
SEBI's June 2026 AIF Master Circular consolidated directions issued through May 31, 2026 and incorporated subsequent winding-up guidance.
SEBI operationalised a fast-track mechanism for processing AIF placement memoranda on April 30, 2026. Document readiness is now an even more important internal control.
SEBI operationalised PaRRVA in April 2026, moving verified performance into a live process for relevant regulated services.
SEBI issued updated Master Circulars for Investment Advisers and Research Analysts on February 6, 2026. Use them as the baseline for a current obligation and evidence review.
India's Digital Personal Data Protection Rules, 2025 were notified on November 14, 2025. Compliance teams should translate the framework into notice, consent, rights, security, breach and retention workflows.
SEBI issued a circular on transfer of portfolios of clients by Portfolio Managers. Compliance teams should review the transfer workflow, records and client communication controls.
SEBI introduced mandatory digital-accessibility requirements for regulated entities, followed by clarifications and timeline changes. Accessibility belongs in the compliance calendar.
SEBI's July 2025 RA FAQs provide practical answers on registration and related regulatory provisions. Useful for applicants and existing RAs alike.
SEBI's July 2025 PMS Master Circular consolidated applicable directions. The right response is an obligation map, not another static PDF folder.
SEBI issued updated Investor Charters for Investment Advisers and Research Analysts. Here is the operational checklist for websites, onboarding and complaints.
SEBI recognised and operationalised PaRRVA for verification of past risk and return information. This changes how performance-related claims should be approached.
SEBI relaxed advance-fee restrictions for IAs and RAs, subject to the conditions in its April 2025 circular. The contract and fee workflow now need careful review.
SEBI standardised Most Important Terms and Conditions for Investment Advisers. The practical compliance task was to update the client contracting and communication process.
The standardised MITC framework created a clear client-documentation control point for Research Analysts.
SEBI's January 2025 IA guidelines introduced and consolidated important conduct and operational requirements. Here is how to turn them into an internal action list.
The December 2024 RA amendments added important requirements around records, client terms, AI use and compliance responsibility.
SEBI clarified the annual compliance certificate for client-level segregation and the timeline for periodic reports for IAs.
Each article targets a specific information need such as “SEBI IA Master Circular 2026”, “RA MITC”, “PMS Master Circular”, “PaRRVA”, “advance fee for IA/RA”, “DPDP Rules for financial services” or “SEBI inspection readiness”.
We collect only the information needed to respond to your walkthrough request.
Name, work email, registration category and the information you choose to include in your enquiry.
Specified purposeTo respond to your enquiry, arrange the requested walkthrough and communicate about that request.
MarketingMarketing communications are optional and are not required to submit an enquiry.
How to exercise your choicesYou can withdraw optional marketing consent or submit a privacy request through the DPDP Compliance Centre.
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This website is provided for general information about ScaleSafe and its compliance technology and professional services. You may use the website for lawful business and informational purposes.
Information on this website is not a substitute for professional legal, regulatory, tax or investment advice. ScaleSafe does not represent itself as SEBI, an agent of SEBI, or as having any endorsement or approval from a regulator unless expressly stated in writing.
Descriptions of features, workflows, integrations, deliverables and services are illustrative unless specifically agreed in a written proposal, order form or engagement document.
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Depending on how you interact with us, this may include your name, business email, organisation, regulated-entity category, phone number, enquiry details and information you voluntarily provide during a walkthrough request.
We may use submitted information to respond to enquiries, arrange demonstrations, provide requested information, communicate about services and maintain records relating to business enquiries and engagements.
Please do not submit passwords, authentication credentials, financial account credentials, confidential client records or sensitive personal information through a general Contact Us form unless specifically requested through an appropriate secure process.
Information may be processed by authorised personnel and service providers supporting hosting, communications, customer relationship management, security and website operations, subject to appropriate contractual and security controls.
Information should be retained only for as long as reasonably necessary for the stated purpose or as required by applicable law or contractual obligations. Appropriate technical and organisational safeguards should be maintained for personal data.
Subject to applicable law, individuals may have rights relating to access to information, correction, withdrawal of consent and other requests. The final production notice should specify the applicable process, response mechanism and grievance contact.
Privacy-related requests can be submitted through the official ScaleSafe contact channel published on the website.
A production-ready compliance blueprint should cover the full personal-data lifecycle — not just publish a privacy policy.
Standalone, clear notice describing the personal data, purpose, service/use enabled and routes for consent withdrawal, rights and complaints.
Purpose-specific affirmative consent with a record of what was presented, when, how and for which purpose.
Accessible routes for access/information, correction, erasure, grievance and consent withdrawal, subject to applicable law.
Age/child-data controls and verifiable parental-consent workflow where processing of children's data is involved.
Security safeguards, incident logging, response ownership and a breach-notification workflow mapped to applicable requirements.
Purpose-linked retention periods, review dates and deletion/anonymisation workflow, subject to statutory retention requirements.
Vendor/processor inventory, contractual controls, access governance and auditable records of privacy operations.
This prototype stores demo consent state locally in your browser. A production implementation must connect these controls to the actual consent and rights systems.
Map categories of personal data, data principals, purposes, systems, sources, recipients and retention.
Record notice version, purpose, timestamp, affirmative action, status and withdrawal history.
Route requests to an accountable owner, track status and preserve the response trail.
Record incident discovery, containment, assessment, notifications, affected data and corrective actions.
Maintain vendor details, processing purpose, data categories, contractual safeguards and review status.
Flag records approaching retention limits and preserve legally required records where applicable.
The notified DPDP Rules require, among other things, a clear and standalone notice with an itemised description of personal data and purpose, plus accessible mechanisms for withdrawal, rights and complaints. The production implementation should therefore keep the notice and control mechanisms separate from dense general terms. citeturn0search21
The notified framework also uses phased commencement. Production rollout should therefore maintain a compliance calendar against the applicable commencement dates rather than assuming every provision becomes operational on the same day. citeturn0search0turn0search22
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ScaleSafe's analysis is educational compliance content. The underlying SEBI circular, regulation, order or government notification remains the authoritative source and should be checked for the latest applicable position.